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Jonathan J. Nowakowski

律師

He/Him/His

Jonathan J. Nowakowski advises investment companies, investment advisers, and private funds on a variety of regulatory compliance, corporate, and transactional matters. Jon counsels clients in all aspects of their organization, registration, operation, and liquidation. In addition, Jon advises broker-dealers on various matters, particularly with respect to regulatory compliance issues, market making activities, and transactions in exchange-traded funds. Jon is also a member of the firm’s ESG & Sustainability Advisory Working Group, and regularly counsels clients on ESG investing strategies, disclosure, and related regulatory issues.

Before joining Morgan Lewis, Jon served in various compliance, risk management, and legal roles at an international bank and broker-dealer, a large national law firm, and a global investment bank. He also previously held a FINRA Series 7 license.

  • New York Law School, 2010, J.D., Cum Laude
  • Michigan State University, 2007, B.A., Business Administration, High Honors
  • California
  • New York

Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)

Member, ETF Law Firm of the Year, ETF.com (2019)

Member, Best ETF Legal & Compliance Firm, ETF Express (2019)

Member, Practice Group of the Year, Asset Management, Law360 (2017)