Michael Carlton focuses his practice on the regulation of investment companies and investment advisers. Michael regularly assists clients with the formation, registration, and ongoing regulation of investment companies, including active and passive exchange-traded funds, mutual funds, and closed-end funds. Michael also provides clients with ongoing advice regarding various regulatory compliance and securities law issues such as the filing of registration statements, shareholder reports, proxy statements, and exemptive applications with the SEC. Additionally, Michael counsels clients on transactional matters such as fund reorganizations, mergers, and acquisitions involving investment companies.
教育背景
Emory University School of Law, 2011, J.D., with Honors
University of North Carolina at Chapel Hill, 2003, B.A., with distinction
执业资格
District of Columbia
Virginia
奖项与社会关系
Ones to Watch, Banking and Finance Law, Washington, DC, The Best Lawyers in America (2024)
Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)
Member, ETF Law Firm of the Year, ETF.com (2019)
Member, Best ETF Legal & Compliance Firm, ETF Express (2019)
Member, Practice Group of the Year, Asset Management, Law360 (2017)