Nicole Alkire focuses her practice on broker-dealer and investment adviser regulatory compliance. She assists clients with matters arising under US federal and state securities laws, as well as self-regulatory organization rules.
While in law school, Nicole served as a legal intern at the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Prior to joining Morgan Lewis, Nicole worked at a firm offering online brokerage and custody services, where she handled a variety of broker-dealer regulatory compliance matters.