Brian A. Herman

Partner

With a focus on financial institutions, Brian A. Herman counsels clients in civil and class action litigation in US state and federal court, and in arbitrations. He represents banks, broker-dealers, hedge funds, private equity funds, investment advisers, public companies, and other complex businesses. Brian also advises clients facing examinations by the US Securities and Exchange Commission (SEC), self-regulatory organizations, state regulators, and other regulatory agencies. Additionally, he offers clients guidance with internal examinations and with enhancing their business practices. Brian is the co-managing partner of Morgan Lewis’s New York office.

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