In the News

Little Bark, Lots of Bite in SEC’s Priorities, Regulatory Compliance Watch

November 04, 2024

Partner Christine Schleppegrell was quoted in a Regulatory Compliance Watch article discussing the US Securities and Exchange Commission’s very significant enforcement actions that suggest a strong focus on private funds.

“Between fiscal 2024 and 2025, they’ve become more boiler plate, but given the enforcement environment around private funds, it’s hard to say that private funds are not a focus,” said Christine. “Those actions hit on the same policy objectives that were the foundation for the now-vacated private fund adviser rules.”

Read the full Regulatory Compliance Watch article >>
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