Jason Pinney is a deputy leader of the firm’s securities enforcement and litigation practice. Jason handles a wide variety of regulatory enforcement and litigation matters. He represents financial firms and individuals in connection with public and private proceedings brought by the US Securities and Exchange Commission, the Financial Industry Regulatory Authority, and state securities agencies. Jason also represents clients in civil litigation and arbitration proceedings involving securities. Jason regularly advises clients on regulatory, compliance, and corporate governance issues, including rules and standards of conduct governing broker-dealers and investment advisers. He also frequently lectures on issues relevant to the securities industry.