Daniel R. Kleinman

パートナー

Daniel R. Kleinman advises businesses on the fiduciary responsibilities provisions (Title I) of the Employee Retirement Income Security Act (ERISA). He also counsels these clients on related tax, corporate, and securities laws in connection with the structuring and marketing of investment products (including private equity and hedge funds) and financial services to employee benefits plans. Additionally, Daniel handles issues related to the regulation of broker-dealers and investment advisers under US federal and state securities laws.

resource

Regulation of Retail Investment Advice

View our resources on the SEC Standards of Conduct rules

outside publication

DOL’s Proposed Rule on Pooled Plan Provider Registration and Other Guidance, Bloomberg Tax

2002年ジョージタウン大学ロースクール (LL.M.)
1992年ニューヨーク大学 (B.S.)
1997年 Pennsylvania State University, Dickinson School of Law (J.D.)

District of Columbia
Pennsylvania

Recommended, Finance: Structured finance: derivatives and structured products, The Legal 500 US (2019)

Member, Practice Group of the Year, Asset Management, Law360 (2017)

Ranked, Employee Benefits & Executive Compensation, District of Columbia, Chambers USA (2016–2019)