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Webinars

Fall 2024 Regulatory Roundup

mardi 10 septembre 2024
02:00 - 03:00 Eastern Daylight Time

Please join us for a webinar where lawyers across our financial services regulatory practice will discuss the regulatory landscape across a wide spectrum, including key updates and the interconnected regulatory developments on the horizon across our practice.

Topics will include:

  • Developments with cash sweep – adviser, broker, and bank regulatory perspectives
  • Commodity Futures Trading Commission and National Futures Association updates
    • Reg BI developments and Rule 2210
  • New US Treasury Clearing Rules and related issues
  • Advisers Act trending topics
  • Rulemaking update

CLE credit: CLE credit in CA, IL, MN, NY, OH, OR, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).