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Daniel R. Kleinman

Partner

Daniel R. Kleinman advises businesses on the fiduciary responsibilities provisions (Title I) of the Employee Retirement Income Security Act (ERISA). He also counsels these clients on related tax, corporate, and securities laws in connection with the structuring and marketing of investment products (including private equity and hedge funds) and financial services to employee benefits plans. Additionally, Daniel handles issues related to the regulation of broker-dealers and investment advisers under US federal and state securities laws.

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Regulation of Retail Investment Advice
View our resources on the SEC Standards of Conduct rules

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DOL’s Proposed Rule on Pooled Plan Provider Registration and Other Guidance, Bloomberg Tax

  • Georgetown University Law Center, 2002, LL.M.
  • New York University, 1992, B.S.
  • Pennsylvania State University, Dickinson School of Law, 1997, J.D.
  • District of Columbia
  • Pennsylvania

Recommended, Finance: Structured finance: derivatives and structured products, The Legal 500 US (2019)

Member, Practice Group of the Year, Asset Management, Law360 (2017)

Ranked, Employee Benefits & Executive Compensation, District of Columbia, Chambers USA (2016–2019)