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Natalie R. Wengroff

Associate

She/Her/Hers

Natalie R. Wengroff advises financial institutions on compliance with US state and federal regulation, including fiduciary responsibilities and ERISA matters. She also advises broker-dealers and investment advisors regarding their obligations under federal securities laws and self-regulatory organization rules such as Financial Industry Regulatory Authority (FINRA). Prior to joining Morgan Lewis, Natalie represented independent broker-dealers and financial advisors before state securities and banking commissioners.

report report

Year in Review and a Look Forward: Select SEC and FINRA Developments and Enforcement Cases

  • Washington and Lee University School of Law, 2015, J.D.
  • University of Michigan, 2010, B.A., History and Political Science
  • District of Columbia
  • Virginia

Listed, The Best Lawyers in America, Ones to Watch, Banking and Finance Law, Washington, DC (2024, 2025)

Listed, The Best Lawyers in America, Ones to Watch, Employee Benefits (ERISA) Law, Washington, DC (2024, 2025)