Welcome to the sixth issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund industry. In this issue, we discuss the approval of generic listing standards for ETFs relying on Rule 6c-11, the approval of new structures for semi-transparent active ETFs, US regulatory relief issued in light of COVID-19, the US Securities and Exchange Commission’s request for comment on the fund names rule, the SEC’s proposed new regulation of fund valuation, and the adoption of a new method for certain exchange-traded products to pay registration fees, among other topics.
We hope you find this newsletter informative and useful. If you have any questions regarding the issues discussed in ETF Roundup, or if there are any topics you would like us to address in future issues, please email us at etfroundup@morganlewis.com or contact any of the Morgan Lewis lawyers listed in the publication.