Join your legal and compliance peers for a discussion on the current state of regulation for equity and debt research.
TOPICS WILL INCLUDE:
- Payment for research: The evolving US, UK, and EU regulatory environment and its impact on practices around payment for research, with a focus on FCA PS24/9
- The use of artificial intelligence (AI) to create, disseminate, and oversee content: An open discussion on the current regulatory framework, the impact on FINRA research rules, a Section 28§ analysis, and the review and supervision of generative AI content and products
- Corporate access and cross-border practices: Considerations for avoiding the trap of research regulation
This meeting will be held both virtually and in person.
Register to attend in-person >>
Register to attend virtually (via WebEx) >>
CLE credit: CLE credit in CA, IL, MN, NY, OH, OR, PA, TN, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).