Brian T. London counsels mutual funds, exchange-traded funds (ETFs), closed-end funds, private funds, and their investment advisers on the application and interpretation of federal securities laws to their businesses. His acumen extends to all aspects of a fund’s operations, including the development and launch of new funds, fund reorganizations, shareholder reports, proxy statements, board governance assistance, and questions relating to environmental, social, and governance (ESG) issues. Additionally, Brian counsels investment adviser clients on various matters, including with respect to business combinations, registration and disclosure, compliance matters, and pay-to-play issues.
Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)
Listed, The Best Lawyers in America, Ones to Watch, Banking and Finance Law, Philadelphia (2022–2025)
Member, ETF.com, ETF Law Firm of the Year (2019)
Member, ETF Express, Best ETF Legal & Compliance Firm (2019)
Member, Law360, Practice Group of the Year, Asset Management (2017)
Member, American Bar Association, Business Law Section
Member, Philadelphia Bar Association
Former Member, Temple Moot Court Honor Society
Former Senior Associate Editor, Temple International and Comparative Law Journal
No aspect of this advertisement has been approved by the Supreme Court of New Jersey. A description of the selection methodology for the above awards can be found here.