Welcome to the fifth issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund (ETF) industry. In this issue, we discuss the SEC's new structure for non-transparent, actively managed ETFs, an update on the SEC's proposed ETF rule, the latest from Commissioner Peirce about the ETF industry, OCIE's 2019 exam priorities, the latest in Exchange Act issues for ETFs, and new rules from the SEC to promote research reports on investment funds, among other topics.
We hope you find this newsletter informative and useful. If you have any questions regarding the issues discussed in ETF Roundup, or if there are any topics you would like us to address in future issues, please email us at etfroundup@morganlewis.com or contact any of the Morgan Lewis lawyers listed in the publication.
Issue 4 - August 2018
Issue 3 - November 2017
Issue 2 - April 2017
Issue 1 - December 2016