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Kyle T. Sullivan

アソシエイト

Kyle T. Sullivan represents mutual funds and investment advisers in a number of areas, including SEC filings, regulatory and compliance issues and reorganizations and restructurings.

report report

Year in Review and a Look Forward: Select SEC and FINRA Developments and Enforcement Cases

Before joining Morgan Lewis, Kyle worked at a large custodial bank and administrator, where he advised mutual funds regarding their obligations under the Investment Company Act of 1940 and other federal securities laws. Prior to this, Kyle worked as a regulatory-compliance professional at a large investment adviser.

  • 2013年 Boston College Law School (J.D. cum laude)
  • 2010年 Suffolk University (B.A. English summa cum laude)
  • Massachusetts

Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)