What’s Next for Investment Advisers? Update on SEC Regulation, Litigation, Exams, and Enforcement

As investment advisers round out an eventful 2024 and prepare for the US presidential election, this webinar panel will discuss recent regulatory shifts and predictions for what life as an investment adviser might look like in 2025.

This program will predominantly cover the US Securities and Exchange Commission (SEC) regulatory landscape for investment advisers, the impact of landmark activity in the Fifth Circuit and US Supreme Court, and recent SEC examination and enforcement trends and will appeal to many industries, whether you work in-house in legal/compliance at an advisory firm or law firm serving adviser clients, a government agency, or a trade association.

Hear from panelists with significant government agency experience, including leadership roles at the SEC in Washington, DC, as well as in-house expertise at a large financial services firm.

This event is open to Lawline members only.